SEC Form 4 · accession 0000914190-18-000439
EVO Transportation & Energy Services, Inc. · EVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J. Abood
Director
Period of report
Apr 12, 2018
Accepted (ET)
Oct 19, 2018 · 8:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728447
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | P | 120,263 | $2.50 | A | 126,856 | I | By Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.50 | Apr 12, 2018 | A | 100,000 | A | — | Apr 11, 2018 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F125,000 shares vest on each of 4/12/18, 4/12/19, 4/12/20 and 4/12/21.
Remarks
On April 6, 2017, the Company effected a 50-for-1 reverse stock split of its common stock pursuant to which each 50 shares of issued and outstanding common stock became one share of common stock (the "Reverse Split"). No fractional shares were issued as a result of the Reverse Split. All share amounts and prices reported herein have been adjusted to reflect the effects of the Reverse Split.