SEC Form 4 · accession 0000914190-16-000913
EVO Transportation & Energy Services, Inc. · EVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Gilbert
Officer — Chief Financial Officer
Period of report
Nov 23, 2016
Accepted (ET)
Nov 29, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728447
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2016 | A | 506,211 | — | A | 506,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in exchange for shares of the common stock of Shock Inc. a privately held Delaware corporation, in connection with the merger of Shock Inc. with and into Minn Shares Inc., pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated November 23, 2016, among Shock Inc. and Minn Shares Inc. On November 23, 2016, the closing date of the merger, the closing price of Minn Shares Inc. common stock was $0.40 per share.