SEC Form 4 · accession 0000945836-15-000024
Midwest Energy Emissions Corp. · MEEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard MacPherson
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 7, 2015 | S | 750,000 | $0.45 | D | 11,097,905 | I | By 3253517 Nova Scotia Limited |
| Common StockF2 | Dec 7, 2015 | S | 250,000 | $0.45 | D | 10,847,905 | I | By 3253517 Nova Scotia Limited |
| Common StockF3,F2 | Dec 8, 2015 | G | 92,000 | — | D | 10,755,905 | I | By 3253517 Nova Scotia Limited |
| Common Stock | holding | — | — | — | 506,920 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 7, 2015, 3253517 Nova Scotia Limited effected a transfer of an aggregate of 1,000,000 shares of common stock to two purchasers in private sales transactions for cash consideration.
- F2The Reporting Person is the controlling principal of 3253517 Nova Scotia Limited.
- F3On December 8, 2015, 3253517 Nova Scotia Limited made a bona fide gift of 92,000 shares of common stock to one person.