SEC Form 4 · accession 0001612380-15-000005
INTERPHASE CORP · INPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N Tipton Jr.
Officer — CFO & VP of Finance
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.75 | Mar 26, 2015 | J | 7,442 | D | Mar 27, 2015 | Feb 14, 2022 | Common Stock | 7,442 | 220,070 | D |
| Stock Option (right to buy)F1 | $2.85 | Mar 26, 2015 | J | 6,437 | D | Mar 27, 2015 | Dec 12, 2022 | Common Stock | 6,437 | 213,633 | D |
Explanation of responses
- F1Forfeiture of exempt issuance of stock options due to certain performance criteria not being met.