SEC Form 4 · accession 0001612380-15-000004
INTERPHASE CORP · INPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yoram Solomon
Officer — VP Corp. Strategy & Bus. Dev.
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.70 | Mar 26, 2015 | J | 31,700 | D | Mar 27, 2015 | Sep 14, 2020 | Common Stock | 31,700 | 312,512 | D |
| Stock Option (right to buy)F1 | $4.05 | Mar 26, 2015 | J | 24,991 | D | Mar 27, 2015 | Nov 3, 2021 | Common Stock | 24,991 | 287,521 | D |
| Stock Option (right to buy)F1 | $4.75 | Mar 26, 2015 | J | 7,442 | D | Mar 27, 2015 | Feb 14, 2022 | Common Stock | 7,442 | 280,079 | D |
| Stock Option (right to buy)F1 | $2.85 | Mar 26, 2015 | J | 6,437 | D | Mar 27, 2015 | Dec 12, 2022 | Common Stock | 6,437 | 273,642 | D |
| Stock Option (right to buy)F1 | $5.40 | Mar 26, 2015 | J | 59,835 | D | Mar 27, 2015 | Jul 30, 2023 | Common Stock | 59,835 | 213,807 | D |
Explanation of responses
- F1Forfeiture of exempt issuance of stock options due to certain performance criteria not being met.