SEC Form 4/A · accession 0001213900-16-016638
iSign Solutions Inc. · ISGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael W. Engmann
Director · 10% Owner
Period of report
May 16, 2016
Accepted (ET)
Sep 8, 2016 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common | May 16, 2016 | C | 335,932 | $7.2375 | A | 335,932 | D | |
| common | May 16, 2016 | C | 39,176 | $8.575 | A | 375,108 | D | |
| common | May 16, 2016 | C | 176,146 | $1.75 | A | 551,254 | D | |
| common | May 16, 2016 | P | 14,286 | $1.75 | A | 565,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D-1 PreferredF2,F1 | $7.2375 | May 16, 2016 | C | 2,431,305 | D | Dec 31, 2013 | — | common | 335,932 | 0 | D |
| Series D-2 PreferredF2,F1 | $8.575 | May 16, 2016 | C | 142,711 | D | Dec 31, 2013 | — | common | 39,176 | 0 | D |
| Convertible NoteF2 | $1.75 | May 16, 2016 | C | 176,146 | D | May 16, 2016 | Aug 25, 2016 | common | 176,146 | 0 | D |
| warrants | $2.1875 | May 16, 2016 | P | 7,143 | D | May 16, 2016 | May 16, 2021 | common | 7,143 | 7,143 | D |
| warrants | $2.1875 | Sep 7, 2016 | P | 57,136 | D | May 16, 2016 | May 16, 2021 | common | 57,136 | 64,279 | D |
Explanation of responses
- F1These securities are Convertible Preferred Stock. The conversion rights on these securities do not expire.
- F2These securities have no public or private market for pricing.