SEC Form 4 · accession 0000921895-19-000500
ENZON PHARMACEUTICALS, INC. · ENZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 11, 2019
Accepted (ET)
Feb 14, 2019 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 11, 2019 | P | 15,500 | $0.25 | A | 4,697,166 | D | |
| Common Stock, $0.01 par valueF1 | Feb 11, 2019 | P | 10,000 | $0.25 | A | 4,707,166 | D | |
| Common Stock, $0.01 par valueF1 | Feb 11, 2019 | P | 500 | $0.25 | A | 4,707,666 | D | |
| Common Stock, $0.01 par valueF1 | Feb 11, 2019 | P | 10,000 | $0.25 | A | 4,717,666 | D | |
| Common Stock, $0.01 par valueF1,F2 | Feb 11, 2019 | P | 10,000 | $0.25 | A | 1,569,523 | I | By Xstelos Corp. |
| Common Stock, $0.01 par valueF1,F2 | Feb 11, 2019 | P | 5,000 | $0.25 | A | 1,574,523 | I | By Xstelos Corp. |
| Common Stock, $0.01 par valueF1,F3 | holding | — | — | — | 400,000 | I | By Couchman Family Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Jonathan Couchman ("Mr. Couchman"), Couchman Family Fund (the "Foundation") and Xstelos Corp. ("Xstelos" and, together with Mr. Couchman and the Foundation, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons expressly disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Shares for purposes of Section 16 or for any other purpose.
- F2Represents Shares owned directly by Xstelos. Mr. Couchman is the controlling shareholder and Chief Executive Officer of Xstelos. By virtue of these relationships, Mr. Couchman may be deemed to beneficially own the Shares owned directly by Xstelos. Mr. Couchman expressly disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- F3Represents Shares owned directly by the Foundation. Mr. Couchman is the sole trustee of the Foundation. By virtue of this relationship, Mr. Couchman may be deemed to beneficially own the Shares owned directly by the Foundation, however he has no pecuniary interest in such Shares.