SEC Form 4 · accession 0001127602-19-008404
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S. Buth
Officer — VP, Controller, Chief Acct Off
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2 | Feb 25, 2019 | S | 1,650 | $69.436 | D | 18,224 | D | |
| Common Shares, $5.00 par valueF3 | holding | — | — | — | 43 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $69.430 to $69.440. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 50 shares held jointly with his spouse, restricted share units, deferred restricted share units, deferred shares and dividend equivalents thereon.
- F3Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.