SEC Form 4 · accession 0001127602-18-005009
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S. Buth
Officer — VP, Controller, Chief Acct Off
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2,F3 | Feb 7, 2018 | A | 1,722 | $0.00 | A | 15,614 | D | |
| Common Shares, $5.00 par valueF4,F2,F3 | Feb 7, 2018 | A | 1,983 | $0.00 | A | 17,597 | D | |
| Common Shares, $5.00 par valueF5 | holding | — | — | — | 16 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted share units (RSUs) which vests in three equal installments on February 7, 2019, 2020, and 2021, subject to shareholder approval. Restricted share units are distributable in Eversource Energy common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
- F2Includes deferred shares, restricted share units and dividend equivalents thereon.
- F3Reporting person hold 50 shares jointly with his spouse.
- F4Performance shares and dividend equivalent shares for the 2015-2017 Long-Term Incentive Program as determined on February 7, 2018.
- F5Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.