SEC Form 4 · accession 0001127602-17-008777
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S. Buth
Officer — VP, Controller, Chief Acct Off
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2 | Feb 23, 2017 | A | 2,256 | $0.00 | A | 14,732 | D | |
| Common Shares, $5.00 par valueF3,F2 | Feb 23, 2017 | F | 999 | $56.15 | D | 13,733 | D | |
| Common Shares, $5.00 par valueF4 | holding | — | — | — | 17 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares and dividend equivalent shares for the 2014-2016 Long-Term Incentive Program as determined on February 23, 2017.
- F2Includes 50 shares held jointly with his spouse, restricted share units, deferred restricted share units, and dividend equivalents thereon.
- F3Shares withheld to satisfy tax withholding obligation.
- F4Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.