SEC Form 4 · accession 0001127602-17-007873

EVERSOURCE ENERGY · ES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CFO and Treasurer

Period of report

Feb 17, 2017

Accepted (ET)

Feb 22, 2017 · 8:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, $5.00 par value^F1,F2	Feb 17, 2017	F	251	$55.95	D	21,596	D
Common Shares, $5.00 par value^F1,F2	Feb 17, 2017	F	197	$55.95	D	21,399	D
Common Shares, $5.00 par value^F1,F2	Feb 17, 2017	F	206	$55.95	D	21,193	D
Common Shares, $5.00 par value^F3	holding	—	—		—	2,549	I	401K Plan (Trustee)
Common Shares, $5.00 par value	holding	—	—		—	396	I	Custodial Account for grandchild

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Shares^F4	—	holding	—	—	—	—	—	Common Shares, $5.00 par value	3,771	3,771	D

F1Shares withheld to satisfy tax withholding obligation.
F2Includes restricted share units and dividend equivalents thereon.
F3Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.