SEC Form 5 · accession 0001127602-17-006127
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon J Olivier
Officer — EVP- Energy Strategy/Bus. Dev.
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1 | Dec 8, 2016 | G | 2,692 | $0.00 | D | 137,750 | D | |
| Common Shares, $5.00 par valueF2 | holding | — | — | — | 3,917 | I | By 401(k) Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted share units and dividend equivalents thereon.
- F2Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.