SEC Form 5 · accession 0001127602-17-006126
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J May
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1 | Dec 5, 2016 | G | 161,842 | $0.00 | A | 161,842 | I | May Family Investments LLC |
| Common Shares, $5.00 par valueF2 | Dec 5, 2016 | G | 161,842 | $0.00 | D | 198,093 | D | |
| Common Shares, $5.00 par valueF2 | Dec 13, 2016 | G | 120,500 | $0.00 | D | 198,093 | D | |
| Common Shares, $5.00 par valueF3 | holding | — | — | — | 71,155 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.
- F2Includes restricted share units and dividend equivalents thereon.
- F3Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.