SEC Form 4 · accession 0001127602-16-042954

EVERSOURCE ENERGY · ES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP - Human Resources

Period of report

Feb 19, 2016

Accepted (ET)

Feb 23, 2016 · 4:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, $5.00 par value^F1,F2	Feb 19, 2016	F	539	$53.51	D	61,460	D
Common Shares, $5.00 par value^F1,F2	Feb 19, 2016	F	498	$53.51	D	60,962	D
Common Shares, $5.00 par value^F1,F2	Feb 19, 2016	F	392	$53.51	D	60,570	D
Common Shares, $5.00 par value^F1,F2	Feb 22, 2016	F	1,843	$54.67	D	58,727	D
Common Shares, $5.00 par value^F3	holding	—	—		—	7,245	I	401k

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Shares^F4	—	holding	—	—	—	—	—	Common Shares, $5.00 par value	171	171	D

F1Disposition of common shares to satisfy tax withholding obligations.
F2Includes restricted share units and dividend equivalents thereon.
F3Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.