SEC Form 4 · accession 0001127602-16-042952
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S. Buth
Officer — VP, Controller, Chief Acct Off
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2 | Feb 19, 2016 | F | 376 | $53.51 | D | 12,740 | D | |
| Common Shares, $5.00 par valueF1,F2 | Feb 19, 2016 | F | 347 | $53.51 | D | 12,393 | D | |
| Common Shares, $5.00 par valueF1,F2 | Feb 22, 2016 | F | 1,284 | $54.67 | D | 11,109 | D | |
| Common Shares, $5.00 par valueF3 | holding | — | — | — | 193 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of common shares to satisfy tax withholding obligations.
- F2Includes 50 shares held jointly with his spouse, restricted share units, deferred restricted share units, and dividend equivalents thereon.
- F3Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.