SEC Form 4 · accession 0001127602-16-039889
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S. Buth
Officer — VP, Controller, Chief Acct Off
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2 | Feb 3, 2016 | A | 2,902 | $0.00 | A | 11,217 | D | |
| Common Shares, $5.00 par valueF3,F2 | Feb 3, 2016 | A | 1,899 | $0.00 | A | 13,116 | D | |
| Common Shares, $5.00 par valueF4 | holding | — | — | — | 165 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares and dividend equivalent shares for the 2013-2015 Long-Term Incentive Program as determined on February 3, 2016.
- F2Includes restricted share units and dividend equivalents thereon.
- F3Grant of restricted share units (RSUs) which vests in three equal installments on February 3, 2017, 2018, and 2019. Restricted share units are distributable in Eversource Energy common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
- F4Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.