SEC Form 4 · accession 0001127602-15-002278
EVERSOURCE ENERGY · ES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S DiStasio
Other
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $5.00 par valueF1,F2 | Jan 15, 2015 | A | 1,863 | $0.00 | A | 8,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF3 | — | holding | — | — | — | — | — | Common Shares, $5.00 par value | 8,580 | 8,580 | D |
Explanation of responses
- F1Restricted share units that vested on January 16, 2015, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
- F2Includes restricted share units and dividend equivalents thereon.
- F3Reporting Person's deferred compensation under the NU Trustee Deferred Plan, formerly of the NSTAR Trustee Deferred Plan, a non-qualified plan, The nature of said shares have not been changed and are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.