SEC Form 4 · accession 0001011034-16-000108
GLOBAL HEALTHCARE REIT, INC. · GBCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Mark Bathgate
Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727346
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2016 | A | 45,455 | — | A | 103,788 | D | |
| Common Stock | holding | — | — | — | 748,154 | I | Steven M. Bathgate IRA | |
| Common Stock | holding | — | — | — | 25,000 | I | spouse of reporting person is 50% owner of Viva CO, LLC | |
| Common Stock | holding | — | — | — | 53,000 | I | by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.50 | holding | — | — | — | Feb 7, 2012 | Feb 7, 2017 | Common Stock | 50,000 | 90,000 | D |
| Warrants | $0.75 | holding | — | — | — | Feb 7, 2012 | Feb 7, 2017 | Common Stock | 150,000 | 150,000 | D |
| WarrantsF2 | $0.75 | holding | — | — | — | Sep 23, 2013 | Sep 23, 2018 | Common Stock | 34,000 | 34,000 | I |
| Warrants | $0.75 | holding | — | — | — | Apr 15, 2014 | Mar 14, 2019 | Common Stock | 137,404 | 137,404 | D |
| WarrantsF2 | $0.75 | holding | — | — | — | Apr 15, 2014 | Mar 14, 2019 | Common Stock | 176,334 | 176,334 | I |
Explanation of responses
- F1Shares acquired in exchange for services as a Director valued at $0.66 per share.
- F2Warrants owned by GVC Partners LLC - filer is a Managing Member but disclaims beneficial ownership for purposes of Section 16 of the Exchange Act.