SEC Form 4 · accession 0001617455-26-000003
CADIZ INC · CDZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A Lloyd
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 6:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000727273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2026 | A | 6,103 | $4.10 | A | 28,375 | D | |
| Common StockF2 | Jul 1, 2026 | A | 1,116 | $4.20 | A | 29,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan, as amended, for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
- F2Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.