Form4insider filings, from the source

SEC Form 4 · accession 0001209191-15-028595

CADIZ INC · CDZI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LC CAPITAL PARTNERS LP
Director · 10% Owner · Other
LC CAPITAL MASTER FUND LTD
Director · 10% Owner · Other
Steven Lampe
Director · 10% Owner · Other
LC Capital Offshore Fund Ltd
Director · 10% Owner · Other
Richard F Conway
Director · 10% Owner · Other
LAMPE, CONWAY & CO. LLC
Director · 10% Owner · Other
LC Capital Advisors LLC
Director · 10% Owner · Other
Period of report
Mar 11, 2015
Accepted (ET)
Mar 23, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727273

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
7% Convertible Senior Notes due 2018F1,F2,F5,F6,F7,F8,F9$8.05Mar 11, 2015S100,000D—Mar 5, 2018Common Stock14,2983,807,022D
7% Convertible Senior Notes due 2018F1,F3,F5,F6,F7,F8,F9$8.05Mar 12, 2015S125,000D—Mar 5, 2018Common Stock17,8733,789,149D
7% Convertible Senior Notes due 2018F1,F4,F5,F6,F7,F8,F9$8.05Mar 16, 2015S21,000D—Mar 5, 2018Common Stock3,0033,786,147D

Explanation of responses