SEC Form 4 · accession 0001189957-17-000003
CADIZ INC · CDZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murray H Hutchison
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 3, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | A | 1,449 | $0.00 | A | 44,881 | D | |
| Common StockF1,F2 | Jul 1, 2017 | A | 559 | $13.425 | A | 45,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning July 1, 2017.
- F2Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.