SEC Form 4 · accession 0001144204-15-042710
CADIZ INC · CDZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Water Asset Management LLC
10% Owner
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2015 | P | 15,000 | $9.34 | A | 2,407,060 | I | See footnote |
| Common StockF1 | Jul 14, 2015 | P | 10,000 | $9.61 | A | 2,417,060 | I | See footnote |
| Common StockF1 | Jul 15, 2015 | P | 5,200 | $9.20 | A | 2,422,260 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are directly held by investment funds and/or managed accounts for which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.