Form4insider filings, from the source

SEC Form 4 · accession 0000899243-15-009758

CADIZ INC · CDZI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LC CAPITAL MASTER FUND LTD
Director · 10% Owner · Other
Steven Lampe
10% Owner
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727273

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
7% Convertible Senior Notes due 2018F1,F3,F5,F10,F11,F12,F7$8.05Dec 10, 2015D26,480,000D—Mar 5, 2018Common Stock3,990,0910D
7% Convertible Senior Notes due 2020F2,F4,F6,F8,F9,F10,F11,F12$6.75Dec 10, 2015A26,480,000A—Mar 5, 2020Common Stock4,761,4294,761,429D

Explanation of responses

Remarks

Mr. Stephen E. Courter serves as the representative of LC&C and its affiliates on the board of directors of the Issuer as director by deputization.