SEC Form 4 · accession 0001144204-16-138466
Accelerate Diagnostics, Inc · AXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patience
Director · 10% Owner
Period of report
Dec 1, 2016
Accepted (ET)
Dec 7, 2016 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 20,000 | $6.48 | A | 20,000 | D | |
| Common Stock | holding | — | — | — | 4,119,311 | I | By John Patience Trust dated 7/23/1993 | |
| Common Stock | holding | — | — | — | 29,411 | I | By John Patience Defined Benefit Pension Plan | |
| Common StockF1 | holding | — | — | — | 2,071,162 | I | By Patience Enterprises LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.48 | Dec 1, 2016 | M | 20,000 | D | Apr 3, 2014 | Apr 3, 2023 | Common Stock | 20,000 | 24,670 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2The total number of stock options held by the reporting person was previously aggregated in Table II of the reporting person's previous Form 4s. The number of stock options reported on this Form 4 reflects only the number of stock options of the class reported herein.