SEC Form 4/A · accession 0001144204-16-084311
Accelerate Diagnostics, Inc · AXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jack W Schuler
Director · 10% Owner
Period of report
Feb 9, 2016
Accepted (ET)
Feb 25, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5,F6 | holding | — | — | — | 12,025,377 | I | By Jack W. Schuler Living Trust | |
| Common StockF2,F5 | holding | — | — | — | 635,722 | I | By Schuler Family Foundation | |
| Common StockF3,F5,F7 | holding | — | — | — | 689,355 | I | By Schuler Grandchildren LLC | |
| Common StockF4,F5 | holding | — | — | — | 689,355 | I | By Schuler GC 2010 Continuation Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as trustee of the Jack W. Schuler Living Trust.
- F2Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as President of the Schuler Family Foundation.
- F3Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as manager of Schuler Grandchildren LLC.
- F4Mr. Schuler has shared voting and dispositive power with respect to such shares in his capacity as the grantor of Schuler GC 2010 Continuation Trust.
- F5The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F6Due to a clerical error following a correction previously made in the reporting person's Form 4 filed on December 28, 2015, the total reported shares owned indirectly by the reporting person through the Jack W. Schuler Living Trust has been adjusted to correct an overstatement of total holdings by 6,999 shares first reflected in a Form 4 filed by the reporting person on January 21, 2016.
- F7A Form 4 filed on February 9, 2016 inadvertently reported 635,722 total shares owned indirectly by the reporting person through Schuler Grandchildren LLC. The reporting person's previous and subsequent Form 4s (including a Form 4 filed subsequently on February 9, 2016) correctly reported 689,355 total shares owned indirectly through Schuler Grandchildren LLC. No transactions were undertaken by Schuler Grandchildren LLC in connection with the clerical error made in the February 9, 2016 report.