SEC Form 4 · accession 0001144204-15-021415
Accelerate Diagnostics, Inc · AXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack W Schuler
Director · 10% Owner
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,761,173 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $22.92 | Apr 2, 2015 | A | 7,658 | A | — | Apr 2, 2025 | Common Stock | 7,658 | 66,756 | D |
| Stock Option (right to buy) | $6.48 | holding | — | — | — | Apr 3, 2014 | Apr 3, 2023 | Common Stock | 44,670 | 44,670 | D |
| Stock Option (right to buy) | $21.31 | holding | — | — | — | Apr 3, 2015 | Apr 3, 2024 | Common Stock | 14,428 | 59,098 | D |
Explanation of responses
- F1Reflects 689,355 shares held by Schuler Grandchildren LLC (Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as manager of the entity); 689,355 shares held by Schuler GC 2010 Continuation Trust (Mr. Schuler has shared voting and dispositive power with respect to such shares in his capacity as the grantor of the trust); 8,757,741 shares held by the Jack W. Schuler Living Trust (Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as trustee of the trust) pursuant to the transactions reported herein; and 624,722 shares held by the Schuler Family Foundation (Mr. Schuler has sole voting and dispositive power with respect to such shares in his capacity as President of the entity).
- F2The stock option vests in 12 equal monthly installments, with the first installment vesting on May 2, 2015.