SEC Form 4 · accession 0001140361-16-051195
Accelerate Diagnostics, Inc · AXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry N Feinberg
10% Owner
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000727207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Feb 9, 2016 | S | 40,000 | $11.86 | D | 33,079 | D | |
| Common Stock, par value $0.001 per shareF1,F6 | Feb 9, 2016 | S | 200,000 | $11.86 | D | 494,968 | I | See footnotes |
| Common Stock, par value $0.001 per shareF2,F6 | Feb 9, 2016 | S | 305,000 | $11.86 | D | 3,814,050 | I | See footnotes |
| Common Stock, par value $0.001 per shareF3,F6 | Feb 9, 2016 | S | 55,000 | $11.86 | D | 621,011 | I | See footnotes |
| Common Stock, par value $0.001 per shareF4,F6 | holding | — | — | — | 63,836 | I | See footnotes | |
| Common Stock, par value $0.001 per shareF5,F6 | holding | — | — | — | 11,703 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Oracle Ten Fund Master, L.P. ("Ten Fund").
- F2These securities are owned by Oracle Partners, LP. ("Partners").
- F3These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners").
- F4These securities are owned by Oracle Investment Management, Inc. Employees' Retirement Plan ("Retirement Plan").
- F5These securities are owned by The Feinberg Family Foundation ("Foundation").
- F6The Reporting Person serves as the managing member of Oracle Associates, LLC, the general partner of Partners and Institutional Partners, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners and Institutional Partners. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Ten Fund and the Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Ten Fund and the Retirement Plan. Mr. Feinberg is the trustee of the Foundation, and accordingly may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. Mr. Feinberg disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.