SEC Form 4 · accession 0000726958-17-000052
CASEYS GENERAL STORES INC · CASY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Soupene
Officer — SVP Operations
Period of report
Jun 27, 2017
Accepted (ET)
Jun 28, 2017 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | S | 1,000 | $106.52 | D | 1,253 | D | |
| Common StockF2 | holding | — | — | — | 619 | I | Voting and tender rights under 401k plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,750 | 1,750 | D |
| Restricted stock unitsF5,F4 | — | holding | — | — | — | — | — | Common Stock | 3,250 | 3,250 | D |
Explanation of responses
- F1The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $106.49 to $106.56. Mr. Soupene undertakes to provide to Casey's General Store, Inc., any security holder thereof, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Allocated to Mr. Soupene's 401k account as of April 30, 2017. Does not include any shares allocated by the trustee after that date.
- F3Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 5, 2018.
- F4Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
- F5Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.