SEC Form 4 · accession 0000726958-16-000209
CASEYS GENERAL STORES INC · CASY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry W Handley
Officer — President & CEO
Period of report
Apr 12, 2016
Accepted (ET)
Jun 6, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2016 | A | 4,326 | $0.00 | A | 17,132 | D | |
| Common StockF2 | holding | — | — | — | 11,396 | I | Voting and tender rights under KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF3,F4 | — | Apr 12, 2016 | A | 10,000 | A | — | — | Common Stock | 10,000 | 10,000 | D |
| Restricted stock unitsF5,F4 | $0.00 | Jun 2, 2016 | A | 3,250 | A | — | — | Common Stock | 3,250 | 3,250 | D |
| Option - right to buyF6 | $25.26 | holding | — | — | — | Jun 23, 2012 | Jun 23, 2019 | Common Stock | 20,000 | 20,000 | D |
| Option - right to buyF7 | $44.39 | holding | — | — | — | Jun 23, 2014 | Jun 23, 2021 | Common Stock | 20,000 | 20,000 | D |
| Restricted stock unitsF8,F4 | — | holding | — | — | — | — | — | Common Stock | 3,250 | 3,250 | D |
| Restricted stock unitsF9,F4 | — | holding | — | — | — | — | — | Common Stock | 3,250 | 3,250 | D |
| Restricted stock unitsF10,F4 | — | holding | — | — | — | — | — | Common Stock | 3,250 | 3,250 | D |
Explanation of responses
- F1Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award represents the equity component of the amount payable to Mr. Handley under the fiscal 2016 annual incentive program. The shares awarded are subject to a three year sale restriction.
- F10Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 5, 2018.
- F2Allocated to Mr. Handley's KSOP account as of April 30, 2016. Does not include any shares allocated by the KSOP trustee after that date.
- F3Pursuant to a Restricted Stock Units Agreement dated April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year.
- F4Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
- F5Pursant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.
- F6Pursuant to terms and conditions of 2000 Stock Option Plan.
- F7Pursuant to terms and conditions of 2009 Stock Incentive Plan.
- F8Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award vests in full on June 7, 2016.
- F9Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 6, 2017.