SEC Form 4 · accession 0001628280-17-001708
CITY HOLDING CO · CHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Hageboeck
Officer — President & CEO · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2017 | A | 3,762 | $0.00 | A | 77,580 | D | |
| Common StockF3 | holding | — | — | — | 1,706 | I | by 401(k) Plan and Trust | |
| Common Stock | holding | — | — | — | 5,650 | I | by spouse, Samantha |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to BuyF4 | $0.00 | Feb 22, 2017 | A | 2,524 | A | Feb 22, 2020 | Feb 21, 2027 | Common Stock | 2,524 | 2,524 | D |
| Stock Option to BuyF4 | $0.00 | Feb 22, 2017 | A | 2,524 | A | Feb 22, 2021 | Feb 21, 2027 | Common Stock | 2,524 | 5,048 | D |
| Stock Option to Buy | $0.00 | Feb 22, 2017 | A | 2,524 | A | Feb 22, 2022 | Feb 21, 2027 | Common Stock | 2,524 | 7,572 | D |
| Stock Option to Buy | $35.39 | holding | — | — | — | Mar 28, 2017 | Mar 27, 2022 | Common Stock | 6,803 | 6,803 | D |
| Stock Option to Buy | $37.74 | holding | — | — | — | Feb 27, 2018 | Feb 26, 2023 | Common Stock | 6,803 | 6,803 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2017 | Mar 25, 2024 | Common Stock | 2,008 | 2,008 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2018 | Mar 25, 2024 | Common Stock | 2,008 | 4,016 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2019 | Mar 25, 2024 | Common Stock | 2,010 | 6,026 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2018 | Feb 25, 2025 | Common Stock | 1,978 | 1,978 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2019 | Feb 25, 2025 | Common Stock | 1,978 | 3,956 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2020 | Feb 25, 2025 | Common Stock | 1,980 | 5,936 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2019 | Feb 23, 2026 | Common Stock | 3,660 | 3,660 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2020 | Feb 23, 2026 | Common Stock | 3,660 | 7,320 | D |
| Stock Option to BuyF4 | $43.73 | holding | — | — | — | Feb 24, 2021 | Feb 23, 2026 | Common Stock | 3,660 | 10,980 | D |
Explanation of responses
- F1Restricted shares granted from City Holding Company's 2013 Incentive Plan are subject to both time-based and performance-based vesting.
- F2For purposes of establishing a value of the stock award, the Company has determined that $66.32 per share, or 100% of the fair market value of the Company's common stock on 2/22/2017, the date of grant for the award, is appropriate.
- F3Includes shares acquired pursuant to the Company's 401(k) Plan & Trust during the fiscal year in transactions exempt from 16b under old Rule 16a8(b). Share totals are reported as of the 12/31/2016 plan valuation date.
- F4Options shares granted from City Holding Company's 2013 Incentive Plan are subject to both time-based and performance-based vesting.