SEC Form 4 · accession 0001628280-16-011992
CITY HOLDING CO · CHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Bumgarner
Officer — SVP & Chief Financial Officer
Period of report
Feb 24, 2016
Accepted (ET)
Feb 29, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2016 | A | 1,144 | $0.00 | A | 12,719 | D | |
| Common Stock | holding | — | — | — | 115 | I | by IRA | |
| Common StockF3 | holding | — | — | — | 1,831 | I | by 401(k) Plan & Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to BuyF4 | $0.00 | Feb 24, 2016 | A | 825 | A | Feb 24, 2019 | Feb 23, 2026 | Common Stock | 825 | 825 | D |
| Stock Option to BuyF4 | $0.00 | Feb 24, 2016 | A | 825 | A | Feb 24, 2020 | Feb 23, 2026 | Common Stock | 825 | 1,650 | D |
| Stock Option to BuyF4 | $0.00 | Feb 24, 2016 | A | 825 | A | Feb 24, 2021 | Feb 23, 2026 | Common Stock | 825 | 2,475 | D |
| Stock Option to Buy | $35.09 | holding | — | — | — | Mar 30, 2016 | Mar 29, 2021 | Common Stock | 1,250 | 1,250 | D |
| Stock Option to Buy | $35.39 | holding | — | — | — | Mar 28, 2017 | Mar 27, 2022 | Common Stock | 1,555 | 1,555 | D |
| Stock Option to Buy | $37.74 | holding | — | — | — | Feb 27, 2018 | Feb 26, 2023 | Common Stock | 1,555 | 1,555 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2017 | Mar 25, 2024 | Common Stock | 485 | 485 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2018 | Mar 25, 2024 | Common Stock | 485 | 970 | D |
| Stock Option to BuyF4 | $44.43 | holding | — | — | — | Mar 26, 2019 | Mar 25, 2024 | Common Stock | 485 | 1,455 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2018 | Feb 25, 2025 | Common Stock | 341 | 341 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2019 | Feb 25, 2025 | Common Stock | 341 | 682 | D |
| Stock Option to BuyF4 | $46.61 | holding | — | — | — | Feb 26, 2020 | Feb 25, 2025 | Common Stock | 342 | 1,024 | D |
Explanation of responses
- F1Restricted shares granted from City Holding Company's 2013 Incentive Plan are subject to both time-based and performance-based vesting.
- F2For purposes of establishing a value of the stock award, the Company has determined that $43.73 per share, or 100% of the fair market value of the Company's common stock on 2/24/2016, the date of grant for the award, is appropriate.
- F3Includes shares acquired pursuant to the Company's 401(k) Plan & Trust during the fiscal year in transactions exempt from 16b under old Rule 16a8(b). Share totals are reported as of the 12/31/2015 plan valuation date.
- F4Options shares granted from City Holding Company's 2013 Incentive Plan are subject to both time-based and performance-based vesting.