SEC Form 4 · accession 0000726517-15-000029
MERCHANTS BANCSHARES INC · MBVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Hesslink Geoffrey
Officer — CEO, President Merchants Bank
Period of report
Jun 5, 2015
Accepted (ET)
Jun 5, 2015 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 5,363 | $22.93 | A | 62,412 | D | |
| Common Stock | Jun 5, 2015 | M | 5,637 | $22.75 | A | 68,049 | D | |
| Common Stock | Jun 5, 2015 | D | 9,158 | $31.12 | A | 58,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| June 2008 Option Grant | $22.93 | Jun 5, 2015 | M | 5,363 | D | Jun 9, 2011 | Jun 9, 2018 | Common Stock | 29,578 | 24,215 | D |
| June 2009 Option Grant | $22.75 | Jun 5, 2015 | M | 5,637 | D | May 21, 2012 | May 21, 2019 | Common Stock | 24,215 | 18,578 | D |