SEC Form 4 · accession 0000726514-17-000033
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Oldham
Officer — CFO, Sr. VP of Finance
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | A | 4,235 | $0.00 | A | 227,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the first year attainment of the three-year performance-based restricted stock unit award granted on May 17, 2016. Earned shares are determined based on the relative performance of ESIO compared to the Russell 2000 Index. Although earned, vesting of any earned shares does not occur until three years after grant date, upon completion of the service period.