SEC Form 4 · accession 0000726514-17-000027
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Oldham
Officer — CFO, Sr. VP of Finance
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | A | 30,700 | $0.00 | A | 233,902 | D | |
| Common Stock | May 12, 2017 | F | 3,133 | $8.31 | D | 230,769 | D | |
| Common Stock | May 14, 2017 | F | 3,817 | $8.31 | D | 226,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Time-Based Restricted Stock Units vest 25% of the total shares on the first four anniversaries of the grant date.
- F2Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.