SEC Form 4 · accession 0000726514-17-000018
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bing-Fai Wong
Officer — VP, Customer Operations
Period of report
Feb 17, 2017
Accepted (ET)
Apr 11, 2017 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 17, 2017 | F | 833 | $6.78 | D | 113,051 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2The directly owned Common Stock holdings reflected in Table I of this form include 479 shares acquired on August 14, 2016, 500 shares acquired on November 14, 2016 and 500 shares acquired on February 14, 2017 under the ESI employee stock purchase plan.