SEC Form 4 · accession 0000726514-16-000164
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Medica
Director
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | A | 12,000 | $0.00 | A | 36,000 | D | |
| Common StockF2 | holding | — | — | — | 22,050 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Time-Based Restricted Stock Units vest 100% of the total shares on August 9, 2017.
- F2The reporting person and the spouse of the reporting person are the trustees of the Medica 1989 Revocable Trust under agreement dated 08/15/1989. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.