SEC Form 4 · accession 0000726514-16-000138
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Oldham
Officer — CFO, Sr. VP of Finance
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | A | 35,000 | $0.00 | A | 217,706 | D | |
| Common Stock | May 14, 2016 | F | 3,817 | $7.01 | D | 213,889 | D | |
| Common Stock | May 15, 2016 | F | 3,522 | $7.01 | D | 210,367 | D | |
| Common StockF2,F3 | May 16, 2016 | S | 5,082 | $6.9152 | D | 205,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2016.
- F3The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.88 to $6.98.