SEC Form 4 · accession 0000726514-16-000134
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bing-Fai Wong
Officer — VP, Customer Operations
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2016 | S | 10,000 | $7.1146 | D | 97,674 | D | |
| Common Stock | May 12, 2016 | A | 18,000 | $0.00 | A | 115,674 | D | |
| Common Stock | May 14, 2016 | F | 1,813 | $7.01 | D | 114,361 | D | |
| Common Stock | May 15, 2016 | F | 1,956 | $7.01 | D | 112,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.10 to $7.15.
- F2The directly owned Common Stock holdings reflected in Table I of this form include 500 shares acquired under the ESI employee stock purchase plan on May 14, 2016.
- F3Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.