SEC Form 4 · accession 0000726514-16-000133
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert DeBakker
Officer — Sr. VP of Operations
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | A | 20,000 | $0.00 | A | 149,051 | D | |
| Common Stock | May 14, 2016 | F | 2,272 | $7.01 | D | 146,779 | D | |
| Common Stock | May 15, 2016 | F | 1,956 | $7.01 | D | 144,823 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.