SEC Form 4 · accession 0000726514-15-000105
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry L Mustoe
Officer — VP, Corporate Controller & CAO
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | S | 5,000 | $4.95 | D | 57,061 | D | |
| Common StockF1 | Nov 19, 2015 | S | 5,000 | $5.0208 | D | 52,061 | D | |
| Common StockF2 | Nov 23, 2015 | S | 6,181 | $5.0014 | D | 45,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $5.0101 to $5.021.
- F2The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $4.99 to $5.025.