SEC Form 4 · accession 0000726514-15-000038
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Ball
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | A | 12,000 | $0.00 | A | 73,390 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Time-Based Restricted Stock Units vest 100% of the shares on August 18, 2016 based on continued service as a Director. If the Reporting Person terminates service prior to the vest date, shares will vest on a pro-rated basis consistent with the termination date.