SEC Form 4 · accession 0000726514-15-000029
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry L Mustoe
Officer — VP, Corporate Controller & CAO
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | S | 2,582 | $5.62 | D | 70,746 | D | |
| Common Stock | May 10, 2015 | F | 2,748 | $5.59 | D | 67,998 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2015.
- F2Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.