SEC Form 4 · accession 0001695607-17-000002
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Rosin
Officer — Chief Operating Officer
Period of report
Jan 26, 2017
Accepted (ET)
Jan 27, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 26, 2017 | A | 33,000 | A | — | — | Common Stock | 33,000 | 33,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2This restricted stock award was granted January 26, 2017 and vests on the earlier of (a) January 26, 2018 and (b) such date as the Reporting Person advises the Company he wishes to vest.