SEC Form 3 · accession 0001354488-16-005749
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Brink
Officer — General Manager
Period of report
Dec 23, 2015
Accepted (ET)
Jan 4, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | holding | — | — | — | 22,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1,F3 | $4.54 | holding | — | — | — | — | May 20, 2024 | Common Stock | 37,500 | — | D |
| Options (right to buy)F2,F3 | $67.20 | holding | — | — | — | — | Aug 29, 2022 | Common Stock | 3,375 | — | D |
Explanation of responses
- F1These options were granted pursuant to the Company?s 2011 Executive Incentive Plan. 15,000 of these have already vested and are exercisable. 7,500 will vest on each of May 6, 2016, May 5, 2017 and May 7, 2018.
- F2These options were granted pursuant to the Company?s 2011 Executive Incentive Plan and are all vested and exercisable.
- F3The Reporting Person acquired all such securities in a transaction that was exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.