SEC Form 4 · accession 0001354488-15-005321
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Horan
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 59,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1,F2 | $0.46 | Nov 23, 2015 | A | 56,000 | A | — | — | Common Stock | 56,000 | 56,000 | D |
Explanation of responses
- F1These options were granted on November 23, 2015 and immediately vested.
- F2The grants and the vesting are exempt from the provisions of Section 16 of the Exchange Act pursuant to Rule 16b-3.