SEC Form 3 · accession 0001354488-15-004758
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olga Bashkatova
Officer — Principal Accounting Officer
Period of report
Oct 21, 2015
Accepted (ET)
Oct 30, 2015 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | holding | — | — | — | 5,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF2,F3,F1 | — | holding | — | — | — | — | — | Common Stock | 80,000 | — | D |
Explanation of responses
- F1Restricted stock units in respect of 80,000 shares of Common Stock granted pursuant to the Company's 2011 Executive Incentive Plan. These restricted stock units will vest on October 26, 2016.
- F2Each RSU will entitle the Reporting Person to receive one share of Common Stock upon vesting.
- F3The Reporting Person acquired all such securities in a transaction that was exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.