SEC Form 4 · accession 0001354488-15-002873
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell J Nelson
Officer — ExecVP and Secretary · Director
Period of report
Jun 4, 2015
Accepted (ET)
Jun 5, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | Jun 4, 2015 | M | 7,500 | — | A | 32,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jun 4, 2015 | M | 0 | D | — | — | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.
- F3This restricted stock unit award was granted September 29, 2014 and vested as to 15,000 units on December 4, 2014, vested as to 7,500 units on March 5, 2015, and vested as to 7,500 units on June 4, 2015.