SEC Form 4 · accession 0001354488-15-000998
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Consiglio
Officer — President and COO
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | Mar 5, 2015 | M | 25,000 | — | A | 175,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 5, 2015 | M | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2This restricted stock unit award was granted September 29, 2014 and vests as to 50,000 units on December 4, 2014, to 25,000 units on March 5, 2015, and to 25,000 units on June 4, 2015.
- F3The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.