SEC Form 4 · accession 0001354488-15-000875
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F X Sillerman
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 26, 2015 | M | 6,821 | — | A | 6,821 | D | |
| Common StockF4 | holding | — | — | — | 8,230,623 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F1 | — | Feb 26, 2015 | M | 6,821 | A | — | — | Common Stock | 6,821 | 6,821 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2This restricted stock unit award was granted February 26, 2011 and vests as to 6,821 units on February 26, 2015.
- F3This vesting is exempt from the provisions of Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.
- F4Held by Sillerman Investment Company III, LLC.