SEC Form 4 · accession 0001354488-15-000408
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Miller
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | M | 9,607 | — | A | 35,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Jan 29, 2015 | A | 9,607 | A | — | — | Common Stock | 9,607 | 9,607 | D |
| Restricted Stock UnitF3,F1,F2 | — | Jan 29, 2015 | M | 9,607 | D | — | — | Common Stock | 9,607 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2These restricted stock units were granted on January 29, 2015 and immediately vested.
- F3The grants and the vesting are exempt from the provisions of Section 16 of the Exchange Act pursuant to Rule 16b-3.